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Senior Manager - Regulatory Compliance

General

Job TitleSenior Manager - Regulatory Compliance
Job CategoryFinancial & Accounting
LocationKwa-Zulu Natal
Employment TypePermanent
AreaDurban
Bee statusInclude All
SalaryMarket Related
Min SalaryNot Set
Max SalaryNot Set
Expiry Date31st August 2024
Deadline Date31st October 2024
ExperienceExperience Required

Introduction

Our Client is looking for an individual to provide advice, guidance, recommendations on the adherence of regulatory compliance practices in client facing divisions (1st line) ensuring compliance regulatory risks are identified, assessed, and reported on for the Group.

Description

• Identify and manage all Regulatory requirements of the  Group which includes mortgage providers and insurance companies which offer credit life and homeowners.

• Manage the completion of all commentary and/or impact assessments request from various Regulatory Bodies including the Prudential Authority, Financial Intelligence Centre, National Credit Regulator and Information Regulator

• Provide expert guidance and recommendation and ensure our adherence to multiple laws and regulations regulating the affairs of the Group.

• Demonstrate in depth understanding of key legislations such as the NCA, FAIS Act, POPIA, FIC and other applicable laws (including subordinate legislation) that impacts the Group.

• Conduct compliance regulatory training, keeping Compliance and all internal stakeholders (1st line) informed and updated on regulatory changes and policy requirements.

• Build and maintain trusted relationships with internal stakeholders (i.e., the Division’s 1st line as well as 2nd line functions) by establishing effective partnerships to identify and manage compliance regulatory risks.

• Develop and maintain a clear understanding of the scope and nature of the business conducted by 1st line (business acumen).

• Develop a solid understanding of all high-risk legislation that applies to the  Group.

• Keep abreast of all regulatory developments/changes that may potentially impact the Group and engage with all relevant stakeholders on a timely basis to ensure business readiness and ongoing compliance risk management.

• Contribute to the creation of a compliance culture and compliance awareness in the division by becoming a trusted advisor to 1st line (whilst maintaining independence of mind as part of 2nd line).

• Execute on all Regulatory Compliance projects (end-end) within set timelines.

• Provide advice, guidance and recommendations to 1st and 2nd line on whether regulatory compliance requirements are met.

• Ensure accurate and timely reporting on any non-compliance, the management of compliance risks, and the state of compliance in the division (1st line)

• Provide advice, guidance, and recommendations to stakeholders on the state of regulatory compliance by reporting on how key risks are being managed, highlighting areas that require immediate attention and recommend corrective action to and by stakeholders.

• Present potential compliance regulatory findings to stakeholders through formal engagement. Take an active part in all Regulatory Compliance governance.

• Assist in filing regulatory reports to the respective regulators, keeping the Group in good standing with regulatory bodies.

Education Profile

- LLB Degree

- Admitted Attorney

- Member of the compliance institute of SA

- RE5 

Application Instructions

Please forward your CV to ronal@myfuturecareer.co.za. Should you not be contacted within 2 weeks, kindly consider your application unsuccessful.

Contact Details

Contact NameRonal
Contact Phone0720865442
Contact Emailronal@myfuturecareer.co.za

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